Security Notice
COMPLIANCE DISCLAIMER: MCP servers for compliance workflows do not replace qualified compliance officers, legal counsel, or regulatory expertise. AI compliance tools must be validated against your specific jurisdictional requirements. Regulators require documentation of how AI models make compliance decisions. Consult your compliance team before deploying any AI compliance solution in production. Read-write compliance platform access. Compliance intelligence and regulatory guidance provided by AI does not constitute legal advice. All compliance decisions require review by qualified compliance professionals. Regulators increasingly require documentation of AI model decision-making in compliance workflows — ensure your AI governance framework covers MCP-assisted compliance before deployment. US securities regulation focus — not validated for EU, MiCA, GDPR, or MENA regulatory frameworks. Custom pricing requires vendor relationship before access.
ComplyAI MCP connects Claude, ChatGPT, and Copilot to Comply's financial services compliance intelligence platform — providing regulatory guidance, examination preparation, disclosure review, and enforcement action research for securities and advisory firms. Launched May 2026. Custom pricing. US securities compliance focus — not validated for EU or MENA regulatory frameworks. All AI compliance guidance requires review by qualified compliance professionals.
About ComplyAI MCP
ComplyAI MCP, launched in general availability in May 2026, connects AI platforms including Claude, Microsoft Copilot, and ChatGPT to Comply's compliance intelligence platform for financial services firms. The server gives compliance officers and operations teams AI-assisted access to regulatory guidance, examination preparation checklists, disclosure review, enforcement action research, and policy recommendations — all grounded in Comply's curated compliance knowledge base rather than general model training data. For securities and advisory firms navigating SEC, FINRA, and state securities regulation, ComplyAI reduces the research burden on compliance teams by surfacing relevant guidance through natural language queries. Critically, AI compliance intelligence is a research and workflow tool — it does not replace compliance officers or constitute legal advice, and all outputs require review by qualified compliance professionals before implementation.
Use Cases
- Query compliance intelligence for regulatory guidance without searching multiple regulatory websites manually
- Prepare for regulatory examinations using AI-assisted checklist generation from Comply platform knowledge
- Review client disclosure documents for compliance issues through AI-assisted analysis
- Monitor regulatory updates relevant to your firm type and regulatory framework
- Research enforcement actions to understand regulator priorities and common deficiencies
Available Tools
search Comply platform compliance knowledge base for regulatory guidance
latest regulatory changes and guidance relevant to firm type
verify specific compliance obligation status
regulatory examination preparation checklists and guidance
compliance review of client disclosure documents
industry best practices for specific compliance workflows
search SEC FINRA enforcement action database
compliance policy recommendations for specific scenarios
Pricing
ComplyAI MCP launched general availability May 2026. Pricing is custom-quoted — contact Comply directly at comply.com. Targeted at financial services firms under SEC, FINRA, and state securities regulation.
Technical Details
Install Method
hosted, api-key
Compatible Clients
claude, chatgpt, cursor
Access Type
Read-Write
Target Audience
smb, enterprise
Available Regions
US
Release Status
GA
Last Updated
2026-07-01